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African Journal of Finance and Management

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Volume 7 Number 2 January 1999

AN ANALYSIS OF A FREE CASHFLOW PORTFOLIO INVESTMENT STRATEGY

Charles C. Okeahalam

ABSTRACT

Many investment strategies are based on information derived from, or expectations related to, information in financial statements. Generally Accepted Accounting Practice (GAAP) are interpreted differently in various countries and this reduces the reliability of financial statements for international investors. This paper uses a market-based accounting research (MBAR) framework to examine an investment strategy for portfolio selection in domestic (South African) and foreign (African) equities. The strategy is based primarily on free cash flow and reduces reliance on the varied conventions of preparation of financial statements. The investment strategy selects firms that consistently generate free cash flows, have low free cash flow multiples, and low financial leverage. On average the selected equities in the domestic and foreign portfolios have systematic risks that are less than one, so without additional risk, the investment strategy yields higher returns than an international investment index. Further findings are that a domestic portfolio of Johannesburg Stock Exchange (JSE) listed equities designed with the same criteria as the foreign portfolio also earns returns that exceed the JSE Actuaries Overall Index (JSEAOI).

THE FOREIGN EXCHANGE EXPOSURE OF JAPANESE MULTINATIONAL CORPORATIONS

Jia He and Lilian K. NG

ABSTRACT

In this paper, we find that about 25 per cent of our sample of 171 Japanese multinationals stock returns experienced economically significant positive exposure effects for the period January 1979 to December 1993. The extent to which a firm is exposed to exchange rate fluctuations can be explained by the level of its export ratio and by variables that are proxies for its hedging needs. Highly leveraged firms, or firms with low liquidity, tend to have smaller exposures. Foreign exposure is found to increase with firm size. We also find that keiretsu multinationals are more exposed to exchange rate risk that non-keiretsu firms.

INTEREST RATE RISH OF AUSTRALIAN FINANCIAL SECTOR COMPANIES IN A PERIOD OF REGULATORY CHANGE

R. W. Faff

ABSTRACT

In a recent study, Madura and Zarruk (1995) provide evidence that interest rate risk is greater for non-US banks (British, Canadian, German and Japan) than for US Banks. The primary contribution of this paper is to extend the Madura and Zarruk analysis to the financial institutions of Australia over a period of extreme regulatory change, namely, 1978 to 1992. The full sample period is partitioned into three subperiods of analysis, namely, January 1978 to November 1983 ("pre-deregulation" period): February l984 to September 1987 ("deregulation" period); and November 1987 to December 1992 ("post-deregulation" period) and the potential sensitivity to short, medium and long-term interest rate movements is examined in each sub-period. Our major findings are that (1) while there is some general evidence of interest rate sensitivity in the first two sub-periods, no such evidence is forthcoming in the final sub-period. (2) while the evidence of sensitivity at the long-term end is relatively strong, the short-term results are far less convincing; (3) there seems to be some degree of instability of interest rate sensitivity across sub-periods, particularly for long-term rates; (4) while significant interest rate sensitivity of a large banks portfolio and a finance companies portfolio is found, no such evidence is apparent in any subperiod for a small banks portfolio; and (5) there is a negligible role for a "shape of the term structure" effect.

CREDIT CONTROL PRACTICES IN SELECTED BOTSWANA ENTERPRISES: AN EMPIRICAL STUDY

Magembe, B. A. S.

ABSTRACT

Credit control is an important aspect of Working Capital Management. A firm that fails to give proper attention to its credit control practices will soon find itself in serious liquidity problems. It is worth noting that liquidity problems have been identified as the major factor contributing, towards corporate failure. The high level of inflation in Botswana calls for immediate attention to be given to this vital area of Working Capital Management. This paper reports on the results of an empirical study on Credit Control Practices of selected business enterprises in Botswana for the period 1991-1995.

MEASURING THE COMPLIANCE COSTS OF EXCISE DUTIES 1995-96

Christine M. S. Shekidele

ABSTRACT

The study analyses the nature and type of compliance costs of excise duties in Tanzania. Data provided by the respondents in the questionnaire to measure the compliance costs incurred by firms producing traditional excise goods in 1995-96 is used. The study concludes that compliance costs in less developed countries are relatively high compared to those in developed countries. Moreover, that compliance costs are regressive in nature falling more heavily on small firms. The findings suggest that the rate structure and the literature which is supplied to taxpayers are complex and difficult for an average taxpayer to understand, resulting in high compliance costs. As such the government should take remedial measures in order to minimize compliance costs without reducing revenue.

BRIDGING THE LIVELIHOOD INSECURITY GAP: THE ROLE OF INFORMAL CREDIT IN TANZANIA

Suma C. M. Kaare

ABSTRACT

Informal credit arrangements have been perceived as being exploitative because they charge high interest rates thus subjecting the poor to perpetual situation of indebtedness. Notwithstanding such perceptions, empirical evidence from selected low income settlements of urban Tanzania shows that informal credit arrangements provide insurance against livelihood insecurity to the urban poor. This article makes a case about how informal credit arrangements are able to provide the urban poor with livelihood security.

LIBERALISATION OF THE BANKING INDUSTRY IN TANZANIA: ISSUES AND PROSPECT

Mutaitina, Oswald. R.

ABSTRACT

In Tanzania, as in many other developing countries, banks play a predominant role in the financial sector of the country as far as mobilisation and allocation of financial resources is concerned. The question that deserves attention however, is whether and to what extent foreign banks have been playing a positive role in the promotion of the country's economy. Looking at this concern the paper notes that after the enactment of the Banking and Financial Institutions Act, 1991 the Banking industry has undergone a dramatic change allowing the establishment of private banks in the country.

On the one hand the liberalisation of this sector has made it possible for over 800 Tanzanians to get employed in sixteen projects which were approved up to 1998 by the government authorities to carry on financial business, mainly in the banking sector. On the other hand the Bank of Tanzania reveals that the sector has contributed to the country's GDP by an average of 4.0 percent between 1990 and 1996. This paper discusses the role that has been played by the banking system especially after the arrival of private investors in the sector. Various issues and prospects in the industry are examined.

THE ROLE OF VALUES IN ECONOMIC DEVELOPMENT: WHY TANZANIA IS NOT DEVELOPING (RAPIDLY)

Lenny Kasoga

ABSTRACT

Economic performance depends on people and their values, which involves questions about the nature of virtue, goodness, and duty. The law of supply and demand encompasses production and consumer preference based on rational behaviour in order to maximize utility. Enabling one to obtain what one wants with regard to choice of goods and services in the operation of market mechanisms which involve technology, institutional and educational changes generated inside and outside the market. This paper attempts to examine the role of values in economic development and discusses the reasons why Tanzania is not developing rapidly.

FINANCIAL SECTOR REFORMS AND THE DEVELOPMENT OF FINANCIAL INTERMEDIARIES IN TANZANIA: 1985-1997

Satta, T. A.

ABSTRACT

In Africa financial systems have been shackled with extensive, imprudent regulations operated on inefficient grounds and dominated by few institutions, mainly state commercial banks. Common among most of these systems have been controls on interest rates; extensive government borrowing; directed lending and restriction on domestic and foreign owned private banks. The generally restrictive financial systems are known to have hindered efficient mobilization and allocation of financial resources and impeded monetary control and policy. The introduction of financial sector reforms in Tanzania, aims at, among other things, gradually establishing more open credit markets, achieving flexible and eventually, liberal interest rates and enhancing financial intermediation.

This study analyses the impact of financial sector reforms on the development of financial intermediaries in Tanzania by comparing a list of selected indicators of financial intermediary development using data covering both the period of financial repression as well as after the introduction of the financial sector reforms. The paper attempts a time series analysis to evaluate the impact of the reforms. It also examines the correlation between the various collected indicators of financial intermediary development. The empirical results suggest that there have been some positive changes regarding the formal size of the financial system. The results also indicate that there have been insignificant changes regarding the banking system efficiency.

EFFECTIVE VAT RATES ON SELECTED SECTORS IN TANZANIA: AN INPUT-OUTPUT APPROACH

Patrick K. D. Mugoya

ABSTRACT

One of the key issues in designing a VAT system is the desirability or otherwise of a uniform rate structure. From an economic efficiency point of view, as well as distributional considerations, non-uniformity is deemed more attractive than uniformity. Administrative feasibility, on the other hand, usually poses a strong case in favour of uniformity. In Tanzania VAT is imposed at a uniform rate of 20 percent on all taxable supplies of goods or services, except exports, which are zero-rated. This study estimates, by the use of an Input-Output approach, the extent of variation in the effective VAT burden falling on different sub-sectors of the Tanzanian economy. Since optimal taxation theory implies the superiority of rate differentiation over rate uniformity it is important to establish empirically the extent of effective non-uniformity in a tax system that is mainly statutorily uniform like the Tanzanian VAT. In the final analysis, indeed, what actually matters to economic entities is not the rate of tax specified in the legislation (i.e. statutory rate), but rather the burden borne by the entities in different sectors or sub-sectors of the economy.

ROLE OF FINANCIAL INFORMATION IN EMERGING CAPITAL MARKETS

Adam M. Mwandenga

ABSTRACT

This paper adopts a conventional premise that financial information such as contained in audited financial statements and interim financial statements play a significant role in capital markets. However, for utility in capital markets, the paper further suggests that forward looking in addition to historical information seem to be more appropriate, not only in developed countries but also in emerging capital markets of less developed countries like Tanzania. A deliberate emphasis needs to be placed on provision of variance data to enable securities brokers, investment advisors and investors make a "discriminate" analysis between good and bad performance companies. In a world of advance information technology (IT), use of electronic data processing naturally provides a competitive niche in the instantaneous business decision making process in stock markets.


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